Exception Management Dashboard

Break management solution

eClerx Markets’ Exception Management System helps organizations mitigate operational risk by tracking settlement fails and DTC Identity breaks from initial discovery through resolution. The exceptions sourced from all Brokers are collated into a single platform showcasing a complete view of outstanding risk. Automatic allocation of ownership of breaks maps accountability for resolution and closure

This system enables:

  • Data from Prime Brokers to be ingested automatically and transformed into a standard data model, multiple times a day
  • The end-to-end management of exceptions day over day until resolution, with a clear record of action taken by different stakeholders in the chain
  • Break and resolution data to be stored for analysis purposes enabling preventive actions
  • Tracking of all outstanding issues in one centralized place, ensuring that no item is missed
  • Aging and valuation of breaks, facilitating prioritization, enabling your firm to make the best use of available time and resources
  • Faster resolution of issues due to its ability to view the last action, and time since it was performed

Experience the future of Financial Services.

VANCOUVER SAN FRANCISCO FAYETTEVILLE PHILADELPHIA NEW YORK TORONTO BOSTON ATLANTA AMSTERDAM HAMBURG MILAN VERONA LONDON DUBLIN PARIS CHANDIGARH GURUGRAM MUMBAI PUNE COIMBATORE MANILA PHUKET SINGAPORE SYDNEY MELBOURNE CHICAGO
VANCOUVER SAN FRANCISCO FAYETTEVILLE PHILADELPHIA NEW YORK TORONTO BOSTON ATLANTA AMSTERDAM HAMBURG MILAN VERONA LONDON DUBLIN PARIS CHANDIGARH GURUGRAM MUMBAI PUNE COIMBATORE MANILA PHUKET SINGAPORE SYDNEY MELBOURNE CHICAGO